Bill Thomas
Senior Manager
As a former Supervisory Securities Compliance Examiner for the SEC, Bill joins the firm with tremendous experience in the public securities arena, including management of regulatory and investigative activities in the securities and financial industries, and anti-money laundering compliance.
Bill has worked extensively with corporate management to develop governance and compliance programs, with a strong emphasis on information technology and program/system development and training. Additionally, Bill has advised numerous clients on the initial public offering process and filing requirements.
